regions bank chief compliance officer

He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. By clicking the "" button, you are agreeing to the Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Hope Dmuchowski Chief Financial Officer. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. He is responsible for 1,500+ facilities and workplace strategy. He is also a member of the United Ways Tocqueville Society. Fournier J. Executive Vice President Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. He is a alumnus of the Graduate School of Banking at Louisiana State University. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Executive Vice President Regions Investment Solutions is a marketing name of Cetera Investment Services. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Senior Executive Vice President He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. and Martha Raber Senior Executive Vice President Corporate governance is my passion. He leads the companys Executive Leadership Team. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. John Turner is president and chief executive officer of Regions Financial Corporation. He is also a member of the Southeastern Council of Foundations. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Andrs "Andy" Hernndez Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. All Rights Reserved. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. Advisory Services are offered through Cetera Investment Advisers LLC. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . 4 Models for the Chief Compliance Officer Role. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Fill out the form to connect with a representative and learn more. You should consult privacy disclosures at the linked website for further information. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. During this period, he served in line management positions in manufacturing, distribution and sales. Senior Executive Vice President In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Danella earned a bachelors degree in Economics and English from Vanderbilt. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Danella earned a bachelors degree in Economics and English from Vanderbilt. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Andrews experience and insights will help us build on these accomplishments. Chief Operating Officer. She is also a member of the Rotary Club of Greater Birmingham. His primary focus was financial institutions. Manav Misra He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Mehlman received her bachelors degree from Cornell University. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Jeremy King | In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Nix will report to Tara Plimpton, chief legal officer for the bank. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. He was also head of Commercial Middle Market and Treasury Management Sales. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Privacy Policy. C. Matthew Lusco The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Chief Financial Officer. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Paul, Seattle, and Portland. Senior Executive Vice President Privacy Policy. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Plimpton joined Regions in 2020, following an 18-year career at General Electric. He is a member of Regions Executive Leadership Team. President, Regions Foundation. William D. Ritter Executive Vice President She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Head of Corporate Banking Group. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Internet Explorer presents a security risk. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Senior Executive Vice President Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. She currently holds Series 79, Series 63 and Series 24 licenses. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Regions Investment Solutions is a marketing name of Cetera Investment Services. Executive Vice President Chief Transformation Officer. Commercial Banking includes clients with revenues between $1MM and $250MM. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Senior Executive Vice President Bill Ritter serves as Head of the Wealth Management group. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Prior to assuming her current role, she was named associate director of investor relations in 2010. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Bill Ritter serves as Head of the Wealth Management group at Regions. Congratulations on your new role. Chief Enterprise Operations and Technology Officer. Evaluate current compliance program activities and gauge their effectiveness and impact. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Keenan earned a bachelors degree in Political Science from Furman University. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. He joined Assurant as senior vice president of Information Technology. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Pichel began his career as a financial analyst with General Motors. Deputy Chief Risk Officer and Chief Credit Officer. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Chief Risk Officer. He leads the companys executive leadership team. In 2006, he led the HR integration during the Regions/AmSouth merger. Senior Executive Vice President He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. By He is a member of the Executive Leadership Team. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. David Popwell President, Specialty Banking . He is a member of the banks Executive Leadership Team. Head of Investor Relations. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. C. Keith Herron He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Gartner helps compliance officers transition confidently andsucceed faster. Head of Corporate Responsibility and Community Engagement. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Anthony Restel President, Regional Banking . Senior Executive Vice President BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Chief Data and Analytics Officer. Treasurer. ET Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Chief Human Resources Officer. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. . She leads the companys Legal, Government Affairs, and Corporate Governance departments. He began his career at Crestar Mortgage. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Use this one-page template to communicate your strategy with internal business partners. Additional information about Regions and its full line of products and services can be found at www.regions.com. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Building a detailed plan. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018.

Bottega Veneta Sunglasses Dupe, Wolfeboro, Nh Newspaper Obituaries, Articles R